-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D30M6O0IsoxOI+TyWrZ4WPfLq7JuA2OXuyIUJzAoDfTCZDDXk0OwN/ZQ0b9jQLGi +nrdY40terJLrWmP8BhoBA== 0001145443-07-000388.txt : 20070213 0001145443-07-000388.hdr.sgml : 20070213 20070213140516 ACCESSION NUMBER: 0001145443-07-000388 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARTIFICIAL LIFE INC CENTRAL INDEX KEY: 0001070361 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 043253298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55373 FILM NUMBER: 07608206 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 2921 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128294386 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 2921 CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHONEBURG EBERHARD CENTRAL INDEX KEY: 0001078216 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O ARTIFICIALLIFE INC STREET 2: FOUR COPLEY PLACE STE 102 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 85231022800 MAIL ADDRESS: STREET 1: C/O ARTIFICIAL LIFE INC STREET 2: 88 HING FAT STREET, 26TH FLOOR CITY: CAUSEWAY BAY STATE: K3 ZIP: 00000 SC 13G/A 1 d20671.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* ARTIFICIAL LIFE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 04314Q105 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------------------------------------------------- CUSIP No.: 04314Q105 - -------------------------------------------------------------------------------- 1. Name of Reporting Person. Identification No. of above person (entities only) Eberhard Schoneburg - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3. Sec Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Germany - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 7,852,604* Beneficially ------------------------------------ Owned by 6 Shared Voting Power Each - 0 - Reporting ------------------------------------ Person 7 Sole Dispositive Power With 7,852,604* ------------------------------------ 8 Shared Dispositive Power - 0 - - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 7,852,604* - -------------------------------------------------------------------------------- 10. Check if ihe Aggregate Amount in Row (9) Excludes Certain Shares |_| - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 22.2%** - -------------------------------------------------------------------------------- 12. Type of Reporting Person IN - -------------------------------------------------------------------------------- * Includes 900,000 shares issuable upon the exercise of stock options and 762,500 shares issuable upon the exercise of warrants. ** Based on 33,713,493 shares outstanding as of February 6, 2007. 2 Item 1. (a) Name of Issuer Artificial Life, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices 26/F, 88 Hing Fat Street Causeway Bay Hong Kong Item 2. (a) Name of Person Filing Eberhard Schoneburg (b) Address of Principal Business Office or, if none, Residence 26/F, 88 Hing Fat Street Causeway Bay Hong Kong (c) Citizenship Germany (d) Title of Class of Securities Common Stock, par value $0.01 per share (e) CUSIP Number 04314Q105 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) |_| An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); 3 (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Not Applicable. Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See the response to Item 9 on the attached cover page. (b) Percent of class: See the response to Item 11 on the attached cover page. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote See the response to Item 5 on the attached cover page. (ii) Shared power to vote or to direct the vote See the response to Item 6 on the attached cover page. (iii) Sole power to dispose or to direct the disposition of See the response to Item 7 on the attached cover page. (iv) Shared power to dispose or to direct the disposition of See the response to Item 8 on the attached cover page. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_|. Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of a Group. Not Applicable. Item 10. Certifications. Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 6, 2007 /s/ Eberhard Schoneburg ---------------------------------- Signature Eberhard Schoneburg ---------------------------------- Name and Title 5 -----END PRIVACY-ENHANCED MESSAGE-----